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SECTION 1 - DEFINITIONS <br />1.1 Your "Account Value" as of a date is your balance in the I ixed Interest Account (FIA) on that date. <br />1.2 "Annuity Commencement Date" is the first day of the month an annuity begins under this contract. <br />This date may not be later than the date a Participant's periodic benefits are required to commence <br />under the Code. <br />1.3 "Business Day" is any day both the New York Stock Exchange and our Home Office are open for the <br />general conduct of business. <br />1.4 "Code" means the Internal Revenue Code of 1986, as amended, and any applicable regulations or <br />rulings issued thereunder. <br />1.5 The "First Contract Anniversary" is listed on the contract face page. Subsequent "Contract <br />Anniversaries" are on the same day of each subsequent year. <br />1.6 "Contract Quarter" is each of the four successive three-month periods in a Contract Year <br />1.7 The first "Contract Year" starts on the Contract Date listed on the contract face page and ends on the <br />day before the First Contract Anniversary. Each subsequent Contract Year starts on a Contract <br />Anniversary and ends on the day before the next Contract Anniversary. <br />1.8 "Contractholder Account" is an account we maintain for you under this contract. <br />1.9 "Contributions" are funds that have been paid to us pursuant to the Plan or transferred from a prior <br />AUL group annuity contract or a prior funding medium. Such transferred funds may be listed under <br />categories other than "Contributions" on contract reports. <br />1.10 "Contribution -Source" means each type of Contribution allowed under the Plan. You are responsible <br />for tracking each Contribution -Source separately. <br />1.11 "Excess Contributions" are Contributions in excess of the applicable Code limits. You are <br />responsible for tracking Excess Contributions. <br />1.12 "Fixed Interest Account" or "FIA" is an investment described in §3 to which Contributions are <br />allocated for accumulation at the Guaranteed Rate. The FIA funds constitute a portion of our general <br />asset account. <br />1.13 "Guaranteed Rate" is the guaranteed annual effective rate of interest we credit to the FIA. We credit <br />interest daily to the FIA. The Guaranteed Rate may be modified at any time as described in §3.2. <br />1.14 "Home Office" is our principal office in Indianapolis, Indiana. For anything to be "received by <br />AUL," it must be received at our Home Office. <br />1.15 "Participant" is any person participating in the Plan. <br />1.16 "Plan" means the Plan Sponsor's plan of deferred compensation for which Contributions are made to <br />this contract. <br />1.17 "Plan Sponsor" is . <br />GB8.OM-KuFIA3121 SpPport (SBR-NR457) 3 <br />